Our Services
A powerful Compliance practice burnishes a brand and brings real value to an organization by mitigating its risk and protecting its customers.
I assure that internal controls and processes are governed effectively. risks are minimized and managed. Consensus is built and communications are clear. Stakeholders, both internal and external, feel well-served, and business transformation is achieved.
I am the evangelist for your Fintech. I am responsible for educating, understanding and collaborating with you to ensure that the solution is something that matches what you need as a client organization. My consultancy has collectively a deep knowledge of payments and banking technology and markets; I know how to read trends in the FinTech landscape. And this reading helps me derive insights about possible solutions and identify opportunities on behalf of my clients.
Traditional banks are hesitant to pursue a fintech strategy with lack of clear guidelines from regulators, especially in high-risk verticals (gaming, cannabis, firearms, etc.). Technology driven firms are highly concerned about meeting regulatory objectives while serving consumers with exciting new product offers. This is were I fit in. As a regulatory and operational compliance consultancy, we provide the bridge between emerging and disruptive financial technology platforms and regulatory compliance.
As a senior-level compliance and AML executive, I apply significant years of relevant experience in transaction analysis, department management, and procedural development.
Many financial institutions and other organizations are sensitive to the possibility of money laundering—with good reason. The potential liabilities, penalties, financial damage and damage to reputations can be severe.
Whether triggered by suspicious activity or proactively designing and managing a Bank Secrecy Act (BSA)-compliant program, I will find and document potentially liable activity and design and manage a program to keep your organization in compliance.
As an independent expert monitor, I can help mitigate liabilities and risk to satisfy your bank or other financial institution. If your organization has been terminated by a bank, I can perform a risk assessment and set up a program that will keep you in compliance with a new institution.
My Anti-Money Laundering (AML) consulting services include:
- BSA compliance review and assessment
- AML program design, implementation and oversight
- Know Your Customer (KYC) best practices
- Evaluation of high-risk customers and verticals
- Liaison with relevant regulators and stakeholders
Alex brings over 17 years of compliance experience, solving problems for domestic and global companies in banking, Fintech, payments, and consumer products. He has developed and led comprehensive programs in AML (Anti-money Laundering), regulatory and operational compliance, risk and internal controls, and corporate governance. Alex is an experienced builder and manager of diverse, motivated, high-performing teams and individuals across multiple business divisions, through a collaborative and inclusive management style.
About Us
With deep global multi-industry experience, Alex has assembled a team of professionals, each a subject matter expert with an established track record of measurable achievement. We 'speak’ IT, Finance, Fintech and Payments.
Alex holds the CAMS (Certified Anti-money Laundering Specialist) designation, lending credibility in the eyes of partners and regulators. Alex also brings excellence to Relationship Management and collaboration. This ongoing contribution supports a healthy organizational climate, so critical to every organization.